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The State's Essential Duties — The Wealth of Nations

The Wealth of Nations - The State's Essential Duties

Adam Smith

The Wealth of Nations

The State's Essential Duties

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Analysis by the Wide Reads editorial team·Reviewed against the source text·Updated December 1, 2025

Summary

The State's Essential Duties

Hunters to Armies · The Wealth of Nations by Adam Smith

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Hunters to Armies (1 of 5)

Smith opens Book Five by classifying the necessary expenses of the sovereign or commonwealth, the spending side of government before he turns to revenue. He begins with defence. Among hunters every man is warrior and hunter, maintaining himself at no cost to society because there is properly neither sovereign nor commonwealth. Shepherd nations likewise arm every man, though herds must be guarded in war and tribes move with seasons. In those rude states the whole community is the army, and the whole army is the community. There is no separate class paid to fight while others produce food.

As property and settlement grow, the division of labour makes it impossible for cultivators to leave the plough for campaigns. A farmer who abandons harvest weeks cannot return to find his family fed. Militias weaken while specialized arms and discipline give standing forces decisive advantage on the field. Smith does not romanticize ancient citizen armies; he explains why they vanished as commerce thickened. When art and industry occupy the bulk of the population, calling every tradesman from the shop for summer campaigns would ruin manufactures and starve towns.

A well regulated standing army can defend civilized nations and even extend order in barbarous provinces, yet republicans rightly fear it where officer interests diverge from public liberty. The same force that repels invasion can overawe assemblies if generals owe their fortunes to court patronage rather than to law. Smith acknowledges the republican jealousy without dismissing the military facts. Firearms eventually made even militia discipline more lethal, yet long training still favours professionals who drill daily. Militia acts that summon cobblers and weavers for a month cannot match soldiers whose sole profession is war.

He compares ancient Greek and Roman republics, which trusted armed citizens, with modern monarchies that must hire professionals when campaigns would destroy harvests. Britain's extended empire, especially remote American and West Indian colonies, multiplies naval and military charge beyond what any earlier European monarchy bore. Metropolitan taxpayers fund frontiers they rarely see. Garrisons, fleets, and forts stretch across oceans while shopkeepers in London pay excises that finance distant redoubts. The expense of defence rises with civilization because protection becomes specialized, permanent, and geographically vast.

Smith also notes how the progress of firearms altered the balance between militia and regulars without abolishing the need for training. A musket in untrained hands is less decisive than legend suggests; discipline in loading, firing, and maneuver still wins battles. Yet the gap between occasional militia and lifelong soldiers widened as armies grew larger and campaigns longer. Small states surrounded by warlike neighbours may still rely on militia supplemented by subsidy; great commercial empires cannot.

The first duty of the sovereign is therefore expensive in proportion to opulence and extent. Rich nations hire armies poor neighbours cannot afford, then must defend luxuries and trade routes those armies were meant to secure. Colonial defence is a hidden subsidy to settlers until the mother country asks colonists to pay directly, at which point the military budget becomes a political grievance. Smith's defence chapters prepare the reader to see revenue needs not as royal vanity but as structural costs of property, commerce, and empire under division of labour.

He closes Part One by observing that the sovereign who neglects defence invites ruin, yet the sovereign who enjoys unchecked military power may ruin liberty. The constitutional question is how to fund professionals without creating a class whose interest is perpetual war. Standing armies are children of wealth; wealth is vulnerable without them. Book Five will later ask who pays; Part One establishes how large the bill has become before a single tax is named.

Smith reviews Roman and Carthaginian examples to show how republics that once armed citizens eventually hired mercenaries as territory widened. The transformation was not moral decline alone but logistical necessity. Grain fleets and siege trains require specialists. Militia enthusiasm cannot sustain multi-year wars of empire without bankrupting the very farmers whose sons were summoned. Britain's eighteenth-century dilemma mirrors the ancient pattern on a global scale.

He also discusses how firearms changed the relative value of militia training without eliminating the cost advantage of professionals in prolonged campaigns. Town militias may defend bridges for a week; they cannot garrison India. The imperial taxpayer therefore subsidizes a military establishment whose geographic reach exceeds any ancient empire while domestic manufacturers depend on peace at home. Defence expense is the price of commercial society's geographic ambition.

Republican writers who dream of universal citizen service must confront harvest calendars and factory schedules. Smith is sympathetic to liberty and skeptical of fantasy. A nation that abolishes standing forces while surrounded by disciplined neighbours invites conquest; a nation that funds vast armies without tying officers to law invites tyranny. Part One leaves both truths on the table for legislators who must choose institutions, not slogans.

Naval defence receives parallel treatment. Fleets protect trade routes that armies cannot reach, yet seamen and ships cost more per capita than militia ever did. Colonies multiply stations where frigates must cruise year-round. Piracy suppression, convoy duty, and blockade warfare are not optional luxuries for a commercial empire; they are recurring invoices. Smith links maritime expense to the same division of labour that made militia obsolete on land.

He notes that opulent nations bear military charges poor neighbours cannot, which paradoxically makes rich states targets. Wealth invites invasion unless credible force backs property rights abroad as well as at home. Investors in colonial plantations demand protection; creditors of foreign governments demand gunboats. Defence spending thus grows with capital exported, not only with borders threatened. Part One's arc moves from self-armed hunters to taxpayers funding professionals they will never meet on distant frontiers.

Militia training days that pull artisans from benches impose hidden costs beyond pay. Lost production during drills is part of defence finance even when not on the budget. Smith counts those opportunity costs when praising standing armies for leaving cultivators and manufacturers at work. Modern fiscal debates rarely include forgone output of part-time soldiers, yet Smith does.

Small republics surrounded by larger monarchies may still combine militia with subsidies to allies. Switzerland and Dutch precedents appear as exceptions that prove the rule: geography and alliance can substitute for empire-scale armies temporarily, but commercial giants cannot imitate small mountain republics without shrinking trade they exist to protect.

Quartering troops in peacetime and maintaining arsenals between wars are recurring charges even when battles pause. Defence budgets are not only wartime spikes but permanent establishments once professional militaries exist.

Veterans' care and disabled soldiers appear indirectly when Smith discusses how long-service armies bind state to soldiers' livelihood. A professional force creates pension politics before modern welfare vocabulary exists. Defence is therefore a social contract as well as a battlefield technology. Once states hire career soldiers, they owe them livelihood beyond the campaign season.

In this chapter: Terms Characters Key Quotes Themes Modern Story

Why This Matters

Connect literature to life

Skill: Reading Public Finance

Smith maps how defence, justice, and public works grew from hunter self-defence to costly standing armies, salaried courts, and toll-funded infrastructure. Fee-taking judges and neglected toll roads show the same rule: whoever pays the official steers the outcome, for good or ill. When a government program underperforms, ask whether its revenue comes from the people it protects or from a narrow clientele that can capture it.

Coming Up in Chapter 31

Having surveyed what the sovereign must spend on defence, justice, public works, and dignity, Smith turns to the sources of general revenue and how the whole society should be made to contribute toward those costs.

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Original text
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Chapter 30

The State's Essential Duties

OF THE EXPENSES OF THE SOVEREIGN OR COMMONWEALTH. PART I. Of the Expense of Defence. The first duty of the sovereign, that of protecting the society from the violence and invasion of other independent societies, can be performed only by means of a military force. But the expense both of preparing this military force in time of peace, and of employing it in time of war, is very different in the different states of society, in the different periods of improvement. Among nations of hunters, the lowest and rudest state of society, such as we find it among the native…

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Key Quotes & Analysis

"The first duty of the sovereign, that of protecting the society from the violence and invasion of other independent societies, can be performed only by means of a military force."

— Smith

Context: Opening Part I on defence

Defence is the primary justification for state expense.

In Today's Words:

Smith begins Book Five by stating that a government's first obligation is protecting citizens from foreign violence, and that duty requires military force. The rest of Part I traces how the cost and organization of that force change as societies move from hunting to shepherding to agriculture and commerce.

"A well regulated standing army is superior to every militia. Such an army, as it can best be maintained by an opulent and civilized nation, so it can alone defend such a nation against the invasion of a poor and barbarous neighbour."

— Smith

Context: Comparing professional and part-time forces

Wealth enables armies that republican suspicion still must constrain.

In Today's Words:

Professional soldiers outmatch militias in discipline and endurance, Smith argues, which is why rich civilized states need standing forces to repel poorer warlike neighbours. He adds that such armies can preserve internal order yet warns republicans that they threaten liberty when officers' interests diverge from the public.

"But upon the impartial administration of justice depends the liberty of every individual, the sense which he has of his own security."

— Smith

Context: Part II on courts and judicial independence

Justice secures property and person by predictable impartial rules.

In Today's Words:

Smith insists that people feel free only when courts apply law impartially, without fear or favour from the powerful. That security requires separating judges from executive patronage and paying them through fixed public salaries rather than court fees and presents that make litigants their paymasters.

"The third and last duty of the sovereign or commonwealth, is that of erecting and maintaining those public institutions and those public works, which though they may be in the highest degree advantageous to a great society, are, however, of such a nature, that the profit could never repay the expense to any individual or small number of individuals."

— Smith

Context: Opening Part III on public works and institutions

Collective goods justify state action when private profit cannot.

In Today's Words:

Smith's third duty covers schools, roads, and institutions that benefit whole nations but no private investor could fund alone because returns are too diffuse. He prefers user tolls where possible yet accepts general taxation when beneficiaries cannot directly repay the cost of necessary public works.

Thematic Threads

Class

In This Chapter

Smith shows how economic development creates class specialization—wealthy societies can afford professional armies and independent judges while poor societies cannot

Development

Building on earlier chapters about division of labor, now applied to government functions

In Your Life:

Your economic position determines which professional services you can access and trust

Power

In This Chapter

Government power requires proper institutional design—judges must be independent from those they judge, military must be professional to be effective

Development

Introduced here as institutional power rather than individual power

In Your Life:

Any authority figure whose income depends on pleasing you serves your interests better than one who's paid regardless

Identity

In This Chapter

Professional identity emerges from economic specialization—the shift from citizen-soldiers to professional armies reflects societal development

Development

Extends earlier themes about how work shapes identity to government roles

In Your Life:

Your professional incentives shape your behavior more than your personal values when the two conflict

Social Expectations

In This Chapter

Society expects government to provide defense, justice, and infrastructure, but these services only work when properly incentivized

Development

Introduced here as expectations requiring institutional solutions

In Your Life:

Your expectations of others should account for their actual incentives, not their stated intentions

You now have the context. Time to form your own thoughts.

Discussion Questions

This is not a test. Five prompts guide you through the chapter, from how it opens to how it closes, so you notice context and rhythm rather than facts to memorize. Sit with each question in your own words. When you see "One way to read it," treat it as a starting point, not the only answer.

  1. 1

    Why does military expense rise as societies advance from hunting to agriculture?

    ▶One way to read it

    Specialization separates soldiers from producers; cultivators cannot leave harvests for long campaigns. Professional armies cost more but fight more effectively than universal militias.

    analysis • surface
  2. 2

    What danger does Smith see in judges relying on court fees and presents?

    ▶One way to read it

    Litigants become paymasters, encouraging partiality, delay, and sale of offices. Impartial justice requires funding that does not make the judge depend on the parties before him.

    analysis • medium
  3. 3

    Why does Smith often prefer tolls to general taxes for roads and canals?

    ▶One way to read it

    Tolls charge users directly, show where traffic justifies investment, and discipline negligent management. When users cannot cover cost, general revenue must fill the gap.

    application • medium
  4. 4

    How does Smith balance republican fear of standing armies with their necessity?

    ▶One way to read it

    He admits civilized nations need professional forces against barbarous neighbours and to hold empire together, yet warns that liberty is unsafe when general and officer interests are not tied to the public.

    application • deep
  5. 5

    What question does Smith promise to take up at the end of this chapter?

    ▶One way to read it

    The sources of general or public revenue: how society should contribute to defence, dignity, and institutions that tolls and fees cannot fully fund.

    reflection • deep

Critical Thinking Exercise

10 minutes

Follow the Money Trail

Think of a recent interaction where you received poor service or felt someone wasn't acting in your best interest. Research or deduce how that person gets paid - salary, commission, tips, bonuses, etc. Map out what behaviors their payment system actually rewards versus what you needed from them.

Consider:

  • •Consider both obvious payments (salary) and hidden incentives (bonuses, promotions, quotas)
  • •Look for misalignment between what the organization claims to value and what it actually rewards
  • •Think about how you could have better navigated the situation knowing their true incentives

Journaling Prompt

Write about a time when your own work incentives pushed you to act against your better judgment or customer interests. How did the payment structure shape your choices, and what would need to change to align your incentives with doing the right thing?

Coming Up Next...

Chapter 31: How Governments Fund Themselves

Having surveyed what the sovereign must spend on defence, justice, public works, and dignity, Smith turns to the sources of general revenue and how the whole society should be made to contribute toward those costs.

Continue to Chapter 31
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How Governments Fund Themselves
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